Board Notice No. 109

Financial Advisory and Intermediary Services Act No. 37 of 2002 » Financial Services Board » Exemption of...

TitleFinancial Advisory and Intermediary Services Act No. 37 of 2002 » Financial Services Board » Exemption of particular persons from qualification requirements, 2012
DepartmentMinistry of Finance
GazetteNational Gazettes, No 35459 of 21 June, 2012, 10 page(s), 200Kb
ActAct No. 37 of 2002

Related / Financial Advisory and Intermediary Services Act No. 37 of 2002

Date Title Gazette Notice
Days
25/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Exemption of Morgan Stanley co , International PLC in respect of certain clients
35820
174
209
25/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Exemption of Newman Lowther Associates in respect of certain clients
35820
175
209
03/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Amendment of the General Exemption » Level 1 Regulatory Examination, 2012
35743
162
231
03/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » General Exemption from Continuous Professional Development Requirements, 2012
35743
163
231
03/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Amendment of the Exemption of certain Persons from the LeveM Regulatory Examination Requirements, 2012
35743
164
231
12/09/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Exemption of ICICI Bank ltd and its key individual, Deepak Vaidya
35678
151
252
15/08/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Amendment Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, 2008
35593
135
280
15/08/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Amendment of the notice on Qualifications, Experience and Criteria for Approval as Compliance Officer
35593
136
280
21/06/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Financial Services Board » Exemption of the Pharmaceutical Society of South Africa
35459
107
335
21/06/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Financial Services Board » Exemption of Rothschild (South Africa) in respect of certain clients
35459
108
335

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