Board Notice No. 176

Financial Advisory and Intermediary Services Act No. 37 of 2002 » Financial Services Board » Notice on...

TitleFinancial Advisory and Intermediary Services Act No. 37 of 2002 » Financial Services Board » Notice on amendment of exemptions
DepartmentNational Treasury
GazetteNational Gazettes, No 34729 of 04 November, 2011, 2 page(s), 25.6Kb
ActAct No. 37 of 2002

Related / Financial Advisory and Intermediary Services Act No. 37 of 2002

Date Title Gazette Notice
Days
25/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Exemption of Morgan Stanley co , International PLC in respect of certain clients
35820
174
208
25/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Exemption of Newman Lowther Associates in respect of certain clients
35820
175
208
03/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Amendment of the General Exemption » Level 1 Regulatory Examination, 2012
35743
162
230
03/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » General Exemption from Continuous Professional Development Requirements, 2012
35743
163
230
03/10/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Amendment of the Exemption of certain Persons from the LeveM Regulatory Examination Requirements, 2012
35743
164
230
12/09/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Exemption of ICICI Bank ltd and its key individual, Deepak Vaidya
35678
151
251
15/08/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Amendment Notice on the Determination of Qualifying Criteria and Qualifications for Financial Services Providers, 2008
35593
135
279
15/08/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Amendment of the notice on Qualifications, Experience and Criteria for Approval as Compliance Officer
35593
136
279
21/06/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Financial Services Board » Exemption of the Pharmaceutical Society of South Africa
35459
107
334
21/06/2012 Financial Advisory and Intermediary Services Act No. 37 of 2002 » Financial Services Board » Exemption of Rothschild (South Africa) in respect of certain clients
35459
108
334

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